Sonia Goforth

Sonia is the Chief Compliance Officer at Dinsmore Compliance Services, with over 27 years of experience in the financial services industry. Her career began as an assistant at a major FINRA broker/dealer, eventually advancing to financial advisor and office manager roles. Sonia recently served as the CCO for a growing Registered Investment Advisor. A published author, Sonia also dedicates her time raising funds for her local children's hospital. She holds a FINRA Series 65 registration and has previously held FINRA Series 7, 63, 3, 9, and 10 registrations.